Regulatory Compliance

In an increasingly complex legal environment, companies and organizations of all kinds are subject to regulatory compliance obligations, to the control of regulatory bodies and to contractual obligations with third parties that involve a deep understanding of the regulatory risks of their business.

From ARCO Abogados we offer our clients the preparation of their Compliance program and their Ethical Code, providing, among others, the following services:

  • The elaboration of Conduct and Ethical Codes.
  • Review of the analysis and assessments of compliance risks.
  • The design and implementation of adequate controls of legal and compliance risks.
  • The design and implementation of effective Compliance programs.
  • The audit and preparation for obtaining an accredited certification of its Compliance Management Systems.
  • Implementation and management of Reporting Channels that offer employees anonymity, professionalism, and impartiality.
  • Implementation of Compliance training and communication plans, adapted to the specific Compliance program, as well as to the entity's Ethical Codes and its operating structure.
  • Specific training in terms of prevention and management of legal and compliance risks.
  • Specific training in terms of legal risks specific to the client's activity.
  • Specific plans and actions for internal and external communication on Corporate Social Responsibility (CSR) and Regulatory Compliance.
  •  Implementation of “Due Diligence” procedures on suppliers and third parties.
  • Anti-fraud programs in accordance with OM HFP/1030/2021 of transformation, recovery and resilience plans.
  • Performing Compliance Audits, in order to check the level of implementation of the existing Compliace Program, as well as its effectiveness and operation.